The Service Tree lists all services in "branched" groups, starting with the very general and moving to the very specific. Click on the name of any group name to see the sub-groups available within it. Click on a service code to see its details and the providers who offer that service.
Brokerage Firms
Taxonomy Code: TB-0700.2050-120
Organizations licensed by the Securities and Exchange Commission (SEC) to buy and sell securities for clients and their own accounts. Securities are broadly categorized into debt securities (such as banknotes, bonds and debentures) and equity securities (e.g., common stocks and derivative contracts such as forwards, futures, options and swaps).
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Securities Exchange Regulation (DF-8000.2150-800)
Commodity Exchange Regulation (DF-8000.2150-150)
Banking Regulation (DF-8000.1000)